Assertive Discipline

TABLE OF CONTENTS

Theorists
Theoretical Basis
Overt Teacher Behaviors
Key Vocabulary Terms
Educational Insights/Instructional Implications
Perceived Strengths
Perceived Weaknesses
Resources
Roleplay
Overview of Assignment
Ideas
See more Classroom Management Models
 
 

THEORISTS

     Lee and Marlene Canter developed the Assertive Discipline model in 1976.  Both of the Canters were products of the social consciousness movement of the 1960ís, inspiring each to plan a future in which they could make a difference in the lives of children.  Initially, Lee sought to make such a difference in the field of social work, while Marlene completed her education at a teacherís college in special education.  Eventually, Lee also began to focus his attention on teacher training and school consultation.  The two of them worked together to try to find new techniques of discipline to apply to a student whose disruptive behavior was challenging Marlene.  She knew that this particular student had much more potential than he was exhibiting and the conventional methods of discipline of the time were not helping this student to succeed.  It was through this research and the experiences with this student that the Assertive Discipline method of behavior management was born.

THEORETICAL BASIS

      The Canters found that when expectations were made clear and follow-through was consistent, that even typically disruptive students were able to choose appropriate behaviors and therefore increase opportunities for greater success in school.  They based their theory on three basic assumptions of ìrights and responsibilitiesî in the classroom:

1. Teachers have the right and responsibility to establish rules and directions that clearly define the limits of acceptable and unacceptable student behavior.
2. Teachers have the right and responsibility to teach students to consistently follow these rules and directions throughout the school day and school year.
3. Teachers have the right and responsibility to ask for assistance from parents and administrators when support is needed in handling the behavior of students.

These assumptions are based upon the understanding that in order for learning to take place, which is a basic right of the student, there must be effective ways to deal with and to prevent disruptive behavior.
     One way that the Assertive Discipline model addresses behavior issues is in the acknowledgement of the importance of motivation in learning and classroom management.  The use of both positive and negative recognition serves to extrinsically motivate the student and to develop habits of good discipline, which will hopefully evolve into intrinsically motivated behaviors.  The Canters developed this model understanding that students are not innately motivated to behave in school.  They also worked with the realization that a classroom full of students with higher self-esteem will have fewer discipline problems. The goal of Assertive Discipline is to teach students to choose responsible behavior, thereby increasing their self-esteem and increasing their academic success.  This process is cyclical, enabling students to become successful in school, thereby empowering them with the skills that will become the foundation for their self-esteem and future success.  A great deal of this discipline model is characterized with praise and positive recognition.  Additionally, Assertive Discipline is based upon choices.  Todayís students must be taught how to choose responsible behavior.  This enables the student to develop ownership of what he or she does, as well as owning the consequences based upon their actions.  Such choices help to develop intrinsic motivation, and move to internalizing the locus of control.  All of these factors have very significant effects on a studentís motivation.

OVERT TEACHER BEHAVIORS
     Teachers who employ the use of the Cantersí Assertive Discipline model have positive expectations of their students.  These expectations are made clear to the students by posted classroom rules and unambiguous directions for each activity.  Classroom rules are limited to four or five overarching and observable guidelines, and are conspicuously posted, and apply at all times.  Along with the posted rules is a hierarchy of consequences that result from not following the rules.  Directions, which apply only to a specific activity, are also clearly given.  Teachers who effectively use Assertive Discipline in their classroom teach the classroom discipline plan on the first days of the school year, giving as much time and monitoring for understanding from the students as they do when teaching any content area lesson.  This allows clarity, understanding, and consistency and minimizes the possibility of students having varied interpretations of what is expected of them.
     Teachers who utilize this behavior management model are able to be consistent in their responses to studentsí actions.  In the use of Assertive Discipline, responses have already been planned out, as opposed to those who use nonassertive or hostile responses.  Without predetermined consequences, teachers employing either a nonassertive or a hostile response have the dilemma of taking valuable teaching time to decide upon an appropriate consequence, and the response is at risk of being emotionally motivated.  Neither of these is fair to the imposing student or the rest of the class.
     Classrooms where Assertive Discipline is used are also characterized by positive expectations of the students by the teacher, and the use of positive recognition to encourage the students.  Students are often praised and the teacher is typically trusted and respected by the students.  There is a much greater degree of efficacy in the classroom, both of the teacher and of the students, since all are given the opportunity to make choices that lead to success.  These classrooms reflect a positive, caring, and productive climate.

KEY VOCABULARY TERMS

Classroom Rules ñ Four or five overarching, clear, and observable guidelines that are conspicuously posted and apply at all times in the classroom.  Some examples may include ìFollow directions,î ìNo swearing or teasing,î or ìBe in your seat when the bell rings.î
Specific Directions ñ Expectations of how students should behave in each individual activity or procedure, and apply only during its duration.  Some examples may include what is expected of students when they first come into the class, when they are doing independent seat work, when the teacher is giving a directed lesson, when the class is having a group discussion, and how they line up to leave.
Positive Recognition ñ Praise given to students for behaving as expected based upon the classroom rules and the directions given for a particular activity. Positive recognition should be the most active part of the classroom discipline plan.  It is also used to motivate students to choose appropriate behavior and to create a positive atmosphere in the classroom
Consequence ñ The result of a studentís choice to not follow the classroom rules or directions given based upon a discipline hierarchy.  Consequences must be something that the student does not like, but must never be physically or psychologically harmful.  They are not meant to embarrass or humiliate the student.

EDUCATIONAL INSIGHTS/INSTRUCTIONAL IMPLICATIONS

     The use of Assertive Discipline makes it possible for a teacher to teach and the students to learn.  It removes any question by the teacher and students of how behaviors are dealt with when students choose not to follow the classroom rules or the specific directions of an activity.  It also enables students to be recognized when they are following the rules or directions.  This form of classroom management is very different from what previous generations have experienced, and there is a good reason for that.  The students in todayís classroom are very culturally different from those of the past.  The Canters point out in their explanation of the model that the teachers who were once empowered by a value placed on them by parents and society do not necessarily retain that same status in contemporary society.  Students often come from homes where the adults in their lives are unwilling or unable to motivate them to succeed in school, which may be compounded by poverty, broken homes, and emotional or physical abuse.  In spite of all of the problems in life that a student may be dealing with, teachers must find ways to enable them to succeed in school.  Academic success may be the only opportunity a student has to develop a positive self-esteem.  The Assertive Discipline model of behavior management allows this to take place by giving each student the same choices and consequences within the classroom.  A student may choose to follow the rules and therefore receive praise and positive recognition, also enabling greater opportunities to learn and succeed.  He may also choose not to follow the rules, however in doing so, he knows what his consequences will be.
     Although, as mentioned above, not all parents are supportive of their childís learning, the Assertive Discipline model make the assumption that teachers have the right to call on parents for support and involvement, as well as the school administration.  Because the plan incorporates the teacher, student, parents, and administration, greater consistency and follow-through is allowed.  A key component of this plan, however, is positive recognition, and parents and administration should be just as involved with consequences to positive behavior.  An example of this would be the teacher calling a studentís parents or sending a note home to let them know how well a student is performing or following directions in class.  Developing a higher self-esteem and motivating the students are two of the major driving forces in Assertive Discipline, and should not be overshadowed by the consequences to negative behavior.  Positive recognition should be used often to encourage students to behave appropriately, and to continue appropriate behavior.  Additionally, a positive classroom environment can also be reinforced with classwide positive recognition.  This strategy allows each person to have a responsibility to the class as a whole in attaining a desired reward.
     In order for an Assertive Discipline plan to be effective, several guidelines should be followed in developing classroom rules.  They should be kept to a minimum (no more than four or five), should be clearly posted, and should only include expectations that apply at all times.  This would exclude rules such as, ìRaise your hand and wait to be called upon before speaking,î since that is not always enforceable.  There will be times during the day, such as group activities or cooperative learning situations where this simply does not apply.  The rules should also only include clear observable behaviors.  Vague rules such as ìShow respect to others,î or ìNo unnecessary talkingî are difficult to enforce and can prevent consistency in responses.
     Another facet to Assertive Discipline is the way teachers deal with students who are off-task or not attending, however are also not disrupting the class.   Because teachers have a responsibility to teach each student, these behaviors must also be dealt with, but in a different way than those who are disruptive.  These students must be redirected, and the Canters offer several techniques that are often effective.  One of these is ìthe look,î which communicates to the student nonverbally that you are aware of and disapprove of the behavior.  Another is based upon physical proximity.  Simply walking over to the student and standing by him while continuing to teach even more clearly and firmly communicates the teacherís displeasure with the behavior.  Teachers can also redirect off-task students by mentioning the studentís name while, again, continuing to teach the lesson.  At times, however, these redirecting techniques may not be effective or the student may need redirecting continuously.  In these situations, teachers may need to resort to the consequences hierarchy.
     Although the techniques outlined in the Cantersí Assertive Discipline model of behavior management proves to be effective for most students, there will be situations when a ìSevere Clauseî must be implemented.  In cases of severe misbehavior such as fighting, vandalism, defying a teacher, or some other behavior that causes instruction to stop, the disruptive student should immediately be removed from the classroom.  This not only enables the teacher to continue with the education process for the rest of the class, but it also gives the disruptive student time to calm down before other consequences are implemented.
     The use of Assertive Discipline is a proactive approach to classroom management that enables a cooperative team to work together to allow more effective teaching and learning to take place.  In the ideal model, each party takes a responsible role in ensuring the most productive learning environment is established.  Because society and culture change over time, the methods used change as well.  This is apparent in the genesis of the Cantersí discipline model, but has also been manifested since its inception.  In 1976, the Canters published their first book on Assertive Discipline.  In 1992, a new and revised edition was published, changing some of the philosophies and methods of the original model.  One case in point is the practice of writing studentsí names on the blackboard when they misbehave.  Because of the fact that this can cause shame and embarrassment for students, the Assertive Discipline model now recommends a more private method of noting disruptive students in a record book.  It is encouraging to know that the Cantersí method of classroom management is evolving with the rapid changes of our society.

PERCEIVED STRENGTHS OF THE MODEL

· It allows students choices, thereby placing responsibility on each student for the choices he makes.
· It accentuates positive behavior instead of only focusing on negative ones.
· Its goal is to promote self-esteem and academic success.
· Students begin each day with a clean slate.
· It incorporates a cooperative approach to discipline, including the teacher, student, parents, and administration.
· It focuses on creating a positive learning environment.
 
 

PERCEIVED WEAKNESS OF THE MODEL

· It does not seek to find the causes behind negative behaviors.
· Its system of rewarding for behavior that is expected is not authentic to real life experience.

RESOURCES

 Allen, Thomas.  (1996).  Developing a discipline plan for you.  [Online].  Available
http://www.humboldt.edu/~tha1/canter.html [April 22, 2000].

 Canter, L., & Canter, M.  (1984).  Assertive discipline: Resource materials
 workbook  elementary, K-6.  Santa Monica, CA:  Lee Canter and Associates.

  Canter, L., & Canter, M. (1992).  Assertive discipline: Positive behavior management for todayís classroom.

  Canter, Lee. (1987).  Lee Canter's assertive discipline.  Schoolwide positive
 activities ideas for reinforcing positive schoolwide behavior.  Santa Monica, CA:  Lee
 Canter and Associates.

 Canter, Lee.  (1996).  ìDiscipline Alternatives, first, the rapport-then, the rules.î
  Learning, 24(5), 12,14.

 Ellis, W.D., & Kidwell, P.J.  (1995).  A study of assertive discipline and
 recommendations for effective classroom management methods.  (ERIC document
 reproduction services No. ED 379 207)

 Steere, F.  (1988).  Canter's assertive behavior.  Becoming and effective
 classroom manager:  A resource for teachers.  (pp.46-50).  New York:  State
 University.

 Wolfgang, Charles.  (1995).  3rd Edition.  Assertive discipline:  Solving discipline
 problems.  Methods and models for today's teachers.  (pp. 249-267).  Neeham
 Heights, Mass:  Allyn & Bacon.

Role Play

Teacher:  OK, 5th graders, you've been in school long enough to know that in order
                for me to teach and for you to learn, there have to be some rules in place.
               So, if you look up on the wall behind me, you will see my classroom
                expectations.  Let's look at them together:

    *Follow directions the first time they are given.
    *Swearing, teasing, or using obscene gestures is not
                 allowed at any time.
    *Keep hands, feet, and objects to yourselves.
    *Have pencils, paper, books at your desk and ready to work
      when the bell rings.

Teacher:  Of course, if you cannot meet these expectations, you know there are
                consequences to follow:

    *1st time- a warning
    *2nd time- 10 minutes time-out
    *3rd time-  15 minutes time-out
    *4th time-  Afterschool detention/call home to parents
    *5th time-  Sent to principal

Teacher:  Now from time to time, if I observe you individually modeling appropriate     behavior, you can receive a sticker or extra computer/recess time.  If, as a whole class, I see you engaging in an activity and I think you did it well, for example, if I give you a classroom assignment, and you get on task quickly, you can earn a marble to be put in this jar.  Once this jar is filled up to the red line, then the class as a whole will have a Friday fun day with popcorn and movies.  But if one
                person blows it, he/she blows it for the entire class--no marble.  O.K, are
                there any questions on my expectations and the consequences?

Student 1:  How many marbles do we get in a day? Do you ever remove a marble for
                  misbehavior?

Teacher:    All depends on the choices you make.  I never will remove marbles for
                  inappropriate behavior.

Student 2:  If I get in trouble, will you write my name on the board like my last year
                  teacher?

Teacher:    I will never humiliate or embarrass you by putting your name on the board.  I will come to you personally and document it on my clipboard.

Student 3:  Do we get time-out if we don't do our homework?

Teacher:     No.  Homework is not a behavior.  That is separate and will be discussed
                  later.

Student 4:  What if we don't have a way home, do we still have to stay afterschool for
                  detention?

Teacher:     Yes, getting home will be your responsibility.

Student 5:  If one of us gets in real trouble, will you keep us from going to P.E,
                  music, art, or on field trips?

Teacher:    I would never keep you from special classes or from going on field trips.

Teacher:   Any more questions?  O.K, we need to line up to go to the computer lab.
                  My rules in the hall--you face the person directly in front of you, keep
                  your hands to your side, walk on the right side of the halls, and
                  absolutely no yelling or screaming.  Any questions?  O.K lets line up.
                 The last person please cut off the lights.

(The class walks up the hall to another classroom.  During this time, Jane and Damon are in non-compliance. There is a class already in the computer lab so we have to turn back around and go back to class)

Teacher:   O.K, I apologize for that.  We just had some miscommunication but we're
               not going to let that disrupt our day.  There's plenty we still can do during
               this time.  You did a great job in the hallway but because of two people, no
               marble; but I will give the rest of you stickers (teachers gives out stickers).  O.K,
               class, please continue to work on your autobiography.  Damon and Jane,
               may I see both of you in the hall, please (teacher takes clipboard with him in hall)

The End

OVERVIEW OF ASSIGNMENT

     In this assignment, the three of us sought to work together in order to explore the Cantersí Assertive Discipline model of classroom management.  To do so, we began by reviewing the literature available about the subject individually and then came back together with the information we had found.  We then broke the information down into manageable parts and each group member took responsibility for specific components.  As a group, each member made significant contributions.  Because we are fortunate enough to have such a diverse and well-rounded group, we were able to capitalize on individual strengths and knowledge in order to complete our project.  One of the members is especially gifted in drama and was therefore the perfect person to put together our role play.  Another is more proficient in working with graphics and computer technology, and therefore is instrumental in developing our PowerPoint presentation.  The other group member feels most comfortable with word processing and putting information into report format and was thus given the assignment of compiling our information into a workable document.  This has been an ideal situation of group effort, where each member played an active and significant role which has enabled each of us to have a much clearer understanding and working knowledge of the use of Assertive Discipline.  We each feel that there are many features of this style of classroom management that we intend to implement as teachers in order to provide optimal learning opportunities with minimal interruptions due to discipline problems.
 
 

ASSERTIVE DISCIPLINE
Developed by Lee and Marlene Canter
 

CLASSROOM DISCIPLINE PLAN:
· RULES that students must follow at all times.
· POSITIVE RECOGNITION which students will receive for following the rules.
· CONSEQUENCES that result when students choose not to follow the rules.
 

RULES:
· No more than four or five.
· Must be observable.
· Must apply at all times throughout the day or period.
· Must apply to behavior only.

GOOD RULES:
Follow Directions.
Keep hands, feet, and objects to yourself.
No swearing or teasing.
No yelling or screaming.
Be in your seat when the bell rings.

BAD RULES:
Raise your hand and wait to be called upon
before speaking.
(Always?  What about group work?)
Stay in your seat unless you have permission
to get up.
(How much time do you want to spend each
day giving students permission to sharpen pencils?)
Use a 12-inch voice in the classroom.
(What if theyíre twelve feet away?)
Complete all homework assignments.
(Doesnít relate to behavior)
 

POSITIVE RECOGNITION:
· Motivates students to choose appropriate behavior and creates a positive atmosphere in the classroom.
· Sincere and meaningful attention given to a student for behaving according to teacherís expectations.
· Must become the most active part of the classroom discipline plan.
EXAMPLES:
Praise
Positive notes and phone calls home
Tangible rewards
Behavior Awards
Special privileges
 

CONSEQUENCES:
· Must be something that students do not like, but they must never be physically or psychologically harmful.
· Are a choice.
· Do not have to be severe to be effective.
 
 

IDEAS FOR POSITIVE RECOGNITION IN THE CLASSROOM

ELEMENTARY
  First in line
  Tutor younger children
  Class monitor job
  Read special book
  Work on favorite activity
  Correct papers

SECONDARY
 Extra computer time
 Excused from one pop quiz
 Take one problem off a test
 First out of class
 Sit by a friend for one period
 Certificate
 
 

IDEAS FOR CONSEQUENCES IN THE CLASSROOM

ELEMENTARY
  First time a student breaks a rule: Warning
  Second time:     5 minutes working away from group
  Third time:    10 minutes working away from group
  Fourth time:    Call parents
  Fifth time:    Send to principal
  Severe Clause:    Send to principal

 SECONDARY
  First time a student breaks a rule: Warning
  Second time:     Stay in class 1 minute after bell
  Third time: Stay in class 2 minutes after bell and     write in behavior journal
  Fourth time:    Call parents
  Fifth time:    Send to principal
  Severe Clause:    Send to principal